Direct message the job poster from Fortis Recruitment
@ Fortis Alpha | FS Contract Lead | Compliance | Risk | AML | Data Protection | Governance
Position Overview
Due to significant business growth, the company is seeking additional Trade Surveillance Analysts to review trading activity, primarily focusing on identifying potential breaches of market abuse rules or market-related financial crimes. These roles offer the chance to engage in in-depth investigations, moving beyond mass alert processing to meaningful analysis and reporting.
Key Responsibilities
* Monitor client trading activity on EEA markets for indications of insider dealing or market manipulation
* Ensure timely management of alerts, adhering to established standards for closure or escalation
* Document surveillance reviews, investigations, and all related activities according to guidelines
* Assist in the ongoing development and calibration of alert systems and reports to identify suspicious behavior
* Prepare Suspicious Transaction & Order Reports (STORs) for submission to relevant authorities such as the FCA or CBI
* Draft written responses to inquiries from the FCA, CBI, or other European regulators regarding client activity
* Coordinate with global colleagues to ensure all impacted entities are informed about suspicious activity
Qualifications
* Experience in Trade Surveillance or Compliance preferred
* Strong knowledge of equity and/or exchange-traded derivative markets
* Solid academic background
* In-depth understanding of various types of market abuse
* Familiarity with EU market conduct rules and regulations, particularly MAR, MiFID, and MiFIR, is desirable
* Understanding of how technology applies to business and regulatory challenges
* Effective oral and written communication skills
* Ability to perform well in a small team and fast-paced environment, as well as independently multitask with minimal supervision
* Strong analytical skills and attention to detail
* Sound judgment and decision-making abilities
Seniority level
* Seniority level
Associate
Employment type
* Employment type
Full-time
Job function
* Job function
Finance
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