Responsibilities
Serve as a senior advisor on regulatory and compliance matters for leadership and internal teams
Evaluate and improve existing compliance frameworks, identifying opportunities to optimise efficiency
Contribute to the development, implementation, and ongoing maintenance of compliance policies, procedures, and internal controls
Ensure regulatory approvals and authorisations remain aligned with business activities and strategic objectives
Lead compliance monitoring, testing, and oversight initiatives across the organisation
Qualifications
Experience & Skills:
8+ years of experience in compliance within asset or investment management
Solid knowledge of European regulatory frameworks, including AIFMD and MiFID; familiarity with UCITS is an advantage
Prior interaction with EU regulatory authorities (e.g., CBI, CSSF) is beneficial
Understanding of private market investment structures, including pooled funds and segregated mandates
Demonstrated ability to interpret regulatory changes and implement practical policies and controls
Strong analytical, communication, and stakeholder management capabilities
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