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Join a fast-growing and dynamic fintech firm that’s reshaping how individuals trade and invest. With a sharp focus on innovation, speed, and customer-centric product development, we’ve experienced exceptional growth—scaling our client base and assets under management significantly in recent years.
We are seeking an Assistant Compliance Officer to support our Compliance Function in ensuring adherence to a wide range of regulatory requirements across the EU and Ireland. This role sits within the second line of defence, working closely with various business units to provide expert oversight, challenge, and guidance on compliance and conduct-related matters.
Overview
Key Responsibilities:
Responsibilities
* Support the Head of Compliance in monitoring compliance with key regulatory frameworks, including MiFID II, MiFIR, MAR, and AML/CFT.
* Maintain and enhance compliance policies, procedures, and the overarching compliance framework.
* Contribute to risk assessments, thematic reviews, and compliance monitoring activities.
* Analyse regulatory developments and assess their impact on the business.
* Assist with investigations into suspicious activity or potential breaches of market conduct rules.
* Prepare compliance reports, metrics, and updates for senior management and governance forums.
* Act as a point of contact for regulatory bodies and external stakeholders.
* Provide day-to-day support to business functions on regulatory matters and compliance queries.
* Contribute to internal compliance training on conduct, regulatory obligations, and financial crime.
* Promote a culture of integrity and compliance across the organisation.
Your Profile
* Bachelor’s degree in finance, law, or a related discipline; a professional compliance qualification (e.g. ACOI, ICA) is a strong plus.
* 1–2 years’ experience in a compliance, regulatory, or risk-focused role within financial services (e.g. investment firms, brokerages, asset management, or consultancy).
* Solid knowledge of Irish and EU financial regulation, particularly MiFID II, MiFIR, MAR, and anti-money laundering requirements.
* Demonstrated experience supporting or maintaining compliance frameworks in a regulated environment.
* Interest in financial markets and understanding of trading practices, market structures, and order execution.
* Strong analytical, communication, and organisational skills.
* Team player with the ability to manage multiple priorities and escalate issues appropriately.
* High attention to detail, professional integrity, and sound judgement.
What’s in it for you
* A fast-paced environment where your contributions matter.
* The chance to work on innovative products used by a growing community of retail investors.
* High-performing, collaborative colleagues who are passionate about what they do.
* A culture that values initiative, innovation, and open communication.
* Competitive remuneration package including pension, health and life insurance, 26 days annual leave, and performance-based bonuses.
Other information
* Seniority level: Associate
* Employment type: Full-time
* Job function: Finance
* Industries: Financial Services and Investment Management
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