Compliance Team Lead – Carrick-on-ShannonOur client, an innovative financial services company, is seeking a Compliance Team Lead to join their growing team in Carrick-on-Shannon, County Leitrim on a full‑time permanent basis. The successful candidate will have the opportunity to work closely with management and play a pivotal role in the design, development, management and oversight of the Company’s Compliance Management Framework. The position suits a person experienced in compliance, ideally with experience within the financial services sector, who is looking for a challenging and rewarding role in a growing organisation.ResponsibilitiesManage and oversee the compliance team responsible for the company’s compliance queries.Submit reporting requirements to third‑party service providers as required.Oversee the quarterly reporting to partner companies and the complaints process.Review and update both the internal company policies and policies provided to Credit Unions.Complete the annual due diligence.Contribute to the development and improvement of the compliance framework for the company.Provide oversight, monitoring, and independent challenge of processes to ensure compliance with policies.Identify emerging changes to legal and regulatory requirements.Provide reports to the Chief Compliance Officer (CCO) on ongoing activities and identify ongoing improvements to the compliance framework.Perform any other reasonable task assigned by the CCO.Work collaboratively as part of a great team to contribute to overall project goals.Ideal Candidate AttributesA minimum of three years’ experience working in a monitoring or compliance role in a financial services organisation. A relevant qualification would be a distinct advantage.Experience managing or leading a team.Knowledge of Irish financial services’ regulatory framework and legal and regulatory requirements would be an advantage.Excellent attention to detail and organisational skills.Excellent interpersonal, project management and communication skills.Ability to work with initiative and as part of an agile team and independently within a team environment.For more information, please contact: (email protected)
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