Job Description
">
As a key member of our operational team, you will play a critical role in ensuring the compliance and integrity of our business activities. Your responsibilities will include managing daily reporting obligations, performing first-line defense tasks, and identifying issues to escalate to relevant teams.
Our regulatory operations analysts are responsible for handling various aspects of our business operations, including transaction reporting, surveillance controls, and post-trade reconciliation. They also assist in regulatory reviews, such as inquiries, audits, and exams.
Key Responsibilities
* Ensure timely, accurate, and complete transaction reporting for MiFIR, EMIR, and SFTR.
* Perform surveillance controls and post-trade reconciliation as part of day-to-day activities.
* Identify and escalate issues to relevant teams, including compliance, programming, and management.
* Stay up-to-date with evolving regulatory frameworks.
* Assist in regulatory reviews, including inquiries, audits, and exams.
Desired Skills and Experience
* Strong analytical skills.
* Strong can-do attitude.
* Excellent oral and written communication skills.
* Prior experience with Unix/Linux environment.
* Solid academic background.
* Knowledge of EU market conduct rules and regulations is a plus but not required.
About Our Company
We are a leading online trading platform known for our cutting-edge technology, low fees, and exceptional customer service. Our company values innovation, teamwork, and customer satisfaction.