Role Overview
We are seeking Sr Consultant(s) to join our newly established Centralized 1LoD Control Testing function (1LoD Testing). This team aims to standardize and enhance our control testing practices across all Business Units and Corporate Functions. As a key member, you will support risk management activities across the organization, immersing in multiple operational and compliance areas and specializing in specific areas of interest.
This role operates under general supervision but primarily works independently to actively execute control test plans. Regular activities include a risk-based control review, effective test execution, and an in-depth analysis of control test results to identify key trends and solutions.
Key Responsibilities
Leads controls testing execution including walkthroughs, design, and operating effectiveness testing.
Ensures all aspects of testing are properly documented in prescribed templates and First Line of Defense Control Testing Methodology in line with testing quality expectations.
Drafts reporting and incorporates feedback resulting from Test Lead/Manager review.
Responsible for identification and escalation of follow-ups and potential deficiencies.
Works closely with stakeholders of varying levels to remediate risk areas while driving improved operations/compliance.
Assists with control projects, operational and/or corporate risk initiatives, where directed.
Qualifications
College or university degree is required.
Strong risk and control testing experience.
Experience in financial services industry, including regulatory experience.
Experience in Fund Accounting or Transfer Agency is an advantage.
Understanding of control frameworks and testing methodologies.
Self‑motivated with strong collaboration and communication skills, both verbal and written.
Excellent analytics skills and attention to detail.
Ability to juggle multiple tasks while effectively working towards deadlines.
Reasonable Accommodations
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
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