Compliance Professional Opportunity
This role presents a unique chance to work on a significant financial institution project, with potential for long-term extension.
* Conduct comprehensive due diligence and background checks to ensure candidates meet regulatory standards.
* Manage the submission and approval process for high-level positions, including annual refreshes and compliance with central bank requirements.
* Identify and mitigate potential risks by validating credentials, conducting criminal background checks, and performing adverse media searches.
* Maintain accurate records of compliance activities and report findings to senior management and relevant regulatory bodies.
* Coordinate with a panel of consultants to perform due diligence tasks and implement compliance processes effectively.
* Ensure data and document security and confidentiality.
Required Skills and Qualifications
* Law Degree or relevant qualification.
* Experience within a compliance/regulatory function.
* Experience with overseeing a series of regulatory and compliance checks for initial appointments, annual recertifications, and specific controlled functions in line with global standards.
* Experience in setting up operations relating to Fitness & Probity checks.
* Preferably experience within banking or a financial institution.
* Ability to work with various teams and stakeholders.
* Strong organizational skills and good attention to detail.
* Excellent written and verbal communication skills.