Job Description
About the Role: We are seeking an experienced professional to join our team as a Compliance Consultant. The ideal candidate will have a strong background in compliance, regulatory testing and auditing.
The successful candidate will be responsible for executing risk-based testing programs, identifying issues and communicating findings effectively. They will work closely with our EMEA Compliance Testing Regional Manager and other stakeholders to ensure compliance with regulations and internal policies.
This is an exciting opportunity for a motivated individual to develop their skills and expertise in compliance and testing.
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Key Responsibilities:
1. Establish the appropriate scope and test steps for individual reviews
2. Conduct and document testing reviews to assess compliance with regulations/legislation and internal policies
3. Engage with Compliance SME's to understand any matters for concern related to applicable reviews
4. Apply analytical skills to review information and determine potential weaknesses or exceptions to policies / processes
5. Validate and summarise testing results in clear, concise language
6. Detect and advise Compliance and Business Unit management of potential compliance issues and identify changes and/or enhancements to improve efficiencies in procedures
7. Track identified issues to closure via periodic follow up with action owners