Role Overview
This entry-level position is responsible for contributing to Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in collaboration with the Compliance team.
The primary objective of this role is to support the development and management of a dedicated internal KYC program at our organization.
Key Responsibilities:
* Partner with Relationship Management and Compliance teams to assist with the preparation, development, due diligence and approval of electronic Know Your Client (KYC) records and supporting appendices
* Create and maintain KYC records by obtaining information from various sources including firm websites, regulatory websites etc.
* Partner with Relationship Management and Compliance teams to update system information from initiation to approval of KYC record report workflow progress to supervisor