Job Title: Regulatory Compliance Specialist
This is a challenging and rewarding role for an experienced compliance professional who can help us deliver exceptional results in our regulated environment.
Job Description
We are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for providing support to the Compliance Officer in executing the firm's compliance programme.
1. To design, review, develop, implement, and test key controls, policies and procedures that ensure we remain effective and align with relevant regulations and best practice;
2. To collaborate with business functions, legal, risk management, internal audit, and information security to review update draft compliance policies and procedures;
3. To develop perform testing monitoring of control activities to ensure adherence to rules polices;
4. To undertake day-to-day maintenance of compliance registers records;
The ideal candidate should have knowledge of EU or UK rules regulations applicable financial entities.
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