AML Consultant -Ongoing Monitoring – TA
Limerick
12 Months
Investor AML Ongoing Monitoring team are responsible for the continuous monitoring of investors throughout their Investment journey.
This is done primarily through overnight screening of all investors and related parties, transaction monitoring of the investment activity as well as carrying out periodic reviews to ensure all due diligence documentation remains accurate and up to date.
Candidates to take ownership of and lead the completion or large scale ongoing monitoring projects, in particular in relation to the annual completion of investor periodic reviews.
In addition, the role requires partners to hold, build and maintain strong relationships with Transfer Agency and Client Services Departments, as well as other key stakeholders, to deliver a robust AML Ongoing Monitoring service to Northern Trust's client and investor base.
Experience
lead and take responsibility for timely and accurate completion of AML Ongoing Monitoring projects such as the periodic review program for investors.
Organise the work of colleagues involved in the various workflows, assigns tasks, set short-term priorities, monitors all activities and ensures timely and accurate completion of the work.
Experience in reviewing procedural requirements and recommend appropriate procedural changes where applicable.
Take an active lead in responding to internal and external inquiries, such as those related to Anti Money Laundering requirements for investors undergoing periodic review.
Resolves problems, identifies the most appropriate solution and may establish new techniques to ensure the team is able to meet its objectives.
Escalates, and assists with, the resolution of more complex problems and critical issues as referred to the Investor AML Ongoing Monitoring team, as well as those received from other internal and/or related external parties.
Oversees and assists with the completion of quality assurance checking on the relevant work and has the ability to collate the data, present to senior management and develop training and process improvement off the back of this.
Acts as the primary point of contact for internal and external stakeholders for the ongoing monitoring work and is comfortable and has experience in dealing with relevant committees and senior management forums.
Experience in dealing with and managing teams from remote locations to deliver on large scale projects.
A willingness and ability to serve as a subject matter expert and point of contact for AML ongoing monitoring.
Skills/Qualifications:
Experience in the AML industry with exposure to ongoing monitoring practices.
Extensive knowledge of day-to-day AML and Transfer Agency operations and the wider funds administration business.
Strong organisational and communication skills with experience in managing large projects.
Effective risk management and awareness of the AML and associated risks
Ability to research, understand and deliver solutions to issues, including more complex issues as agreed with line management.
Ability to work to tight deadlines and drive workloads forward using own initiative.
A solutions oriented track record in dealing with large scale work loads and complex cases.