Join to apply for the Audit Manager II role at TD
Location: Dublin, Ireland
Hours: 35 per week
Line Of Business: Audit
Job Description
Position Summary
The regional Internal IT Audit team, based in Dublin, is responsible for performing operational internal IT audits within TD Securities in Europe/Asia Pacific, while also supporting the broader Internal IT Audit team globally.
Responsibilities
* Execute audits for an assigned business, function, or project as part of a team or as an individual contributor and/or provide expertise on audits ranging in complexity.
* Manage or lead a number of moderately complex to complex audits and ensure timely completion.
* Develop or contribute to the audit planning process for specific audits, ensuring appropriate programs and risk assessments are completed.
* Manage ongoing audit communications with the client during and after the audit.
* Present objective and independent audit opinion on the adequacy of internal controls, including findings and recommendations to client and audit management.
* Follow up on findings from regulatory and internal audits in line with firm policy.
* Provide subject matter expertise and input to audit projects as a representative for area of specialization.
* Lead or support the audit engagement and risk assessment process to identify key risks and opportunities where controls are missing or inadequate.
Accountabilities
* Adhere to internal policies, enterprise frameworks and applicable regulatory guidelines; assist in identifying control weaknesses and opportunities to improve operational efficiencies.
* Maintain relationships with business lines and control functions to ensure alignment with enterprise and regulatory requirements.
* Stay informed of emerging issues, trends, and regulatory requirements affecting the Bank.
* Escalate issues to appropriate stakeholders as required and maintain a culture of risk management and control.
* Participate in cross-functional initiatives as a subject matter expert.
Experience & Education
* Undergraduate degree in Computer Sciences, Information Technology, Accounting, or related field.
* 7+ years of IT audit/IT risk management experience.
* IT Audit certification (e.g., CISA) is preferred.
* Experience leading audits covering IT General Controls, IT Application Controls, IT Projects, SDLC, IT Governance, IT Risk Management, Operating Systems, and Databases.
* Strong communication skills (oral and written); ability to work independently and in teams; ability to meet tight deadlines.
* Knowledge of Capital Markets is a plus.
* TD leadership core values and ability to work with integrity and discretion in handling confidential information.
Regulatory & Compliance
Observe proper standards of market conduct and comply with regulatory requirements applicable to the business. Be aware of and comply with F&P standards and TD Code of Conduct and Ethics. Managers supervise staff to ensure compliance and report regulatory concerns as required.
Other Details
* Seniority level: Mid-Senior level
* Employment type: Full-time
* Job function: Accounting/Auditing and Finance
* Industries: Banking
#J-18808-Ljbffr