Overview
Senior Compliance Officer role at Deutsche Börse Group – Cork office. Division: Clearstream Fund Centre, Cork Branch, Compliance. Clearstream is the post-trade business for global markets. The Compliance Function works with business units and group control functions to ensure compliance with local and international laws and regulations. The role contributes to strengthening Compliance activities and processes within the Clearstream function and the Deutsche Börse Group.
Location: Cork, Ireland. Senior Compliance Officer brings matter expertise on Anti-Financial Crime and supports the broader compliance approach across the Deutsche Börse Group and Clearstream Sub-Group.
Responsibilities
* Maintain and improve the CFCL’s compliance framework
* Monitor the development of regulatory obligations and requirements in EU countries regarding AML/CFT matters
* Ensure the compliance framework aligns with industry standards and regulatory requirements
* Review client profiles at on-boarding to ensure conformity to AML/KYC policy and standards; produce client document requirements and due diligence analysis
* Perform regular and ad-hoc compliance-related reviews of client files
* Review Fund acceptance at on-boarding to ensure conformity to AML/KYC policy and standards; produce client document requirements and due diligence analysis
* Review/supervise alerts arising from screening of databases against sanctions lists
* Overview of business/blocking rules and account stops handling
* Ensure prompt submission of draft SARs/STRs to relevant Compliance team
* Support the business on incoming due diligence and advise on Compliance matters
* Develop training measures to raise staff awareness on AML/CTF and Fraud requirements and respective staff obligations
* Deliver recurring training courses and track course completion
* Perform ad-hoc trainings for targeted groups on specific topics
* Provide ad hoc support for the business on various topics/escalations and support industry initiatives
* Support periodic reporting for the Executive Board, internal committees and external stakeholders as needed
* Support CFCL Cork Branch Quarterly reporting
* KPI reporting for insourced activities
* Support head of unit in day-to-day team management and continuity planning
Your profile / Qualifications
* University degree in law, finance or a relevant qualification
* Detailed understanding of the funds industry
* 5+ years experience in Compliance (2nd line of defence) or similar field (Audit, Control, Legal, etc.)
* Knowledge in AML, KYC, Other Criminal Offences / Fraud, Prevention of Market Abuse
* Experience in managing senior stakeholders in a complex matrix organization, multicultural environment, multi-location setup
* Strong organizational skills, ability to meet tight deadlines and manage multiple priorities; solution-driven and client-focused
* Excellent communication and negotiation skills; ability to present complex matters clearly
* Strong initiative, high commitment and motivation
* Excellent command of English; French and German are a plus
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