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Senior Compliance Officer (Senior Associate) Vice President | Compliance Officer | Permanent term | Cork office
Division
Clearstream Fund Centre, Cork Branch, Compliance
Clearstream is the innovative and trusted post-trade business for the global markets. Its segment, Clearstream Fund Services, delivers solutions for the entire fund ecosystem via its three key business lines:
* Vestima: the world's largest fund processing platform providing order execution, settlement, and custody services for more than 230,000 funds, ensuring asset safety across over 55 fund markets worldwide.
* Fund Centre: a leading European fund distribution platform connecting international asset managers and fund houses with distribution partners, offering access to over 80,000 funds.
* Kneip: a European fund data hub providing fund data management and reporting solutions for the asset management industry.
Clearstream is part of Deutsche Börse Group, an international exchange organization and provider of market infrastructures.
Field of activity:
The Compliance Function works closely with business units and control functions to ensure adherence to laws and regulations applicable to Deutsche Börse Group. It proactively identifies regulatory or reputational risks, including those related to new activities and products. The Compliance Function collaborates with Group Compliance to define minimum requirements, support uniform application, and provide centralized services against money laundering, terrorist financing, sanctions, data protection, and market abuse.
CFCL Cork branch Compliance is part of the CFCL Compliance team, working with other Group entities. Located in Cork, the Senior Compliance Officer contributes to the success of the compliance function within the broader Deutsche Börse Group and Clearstream Sub-Group, bringing expertise on Anti-Financial Crime, and enhancing compliance activities and processes.
Your responsibilities:
* Maintain and improve the CFCL's compliance framework.
* Monitor development of regulatory obligations in EU countries regarding AML/CFT matters.
* Ensure compliance framework aligns with industry standards and regulations.
* Review client profiles at onboarding for AML/KYC conformity, including document requirements and due diligence.
* Conduct regular and ad-hoc compliance reviews of client files.
* Review fund acceptance at onboarding for AML/KYC compliance, including document requirements and due diligence.
* Supervise alerts from screening databases against sanctions lists.
* Oversee business/blocking rules and account stops.
* Ensure prompt submission of draft SARs/STRs to the compliance team.
* Support business in due diligence and compliance advice.
* Develop training to raise staff awareness on AML/CTF and Fraud requirements.
* Deliver recurring training courses and track completion.
* Conduct ad hoc training for targeted groups.
* Provide support on various topics and industry initiatives.
* Assist with reporting for the Executive Board, internal committees, and external stakeholders.
* Support quarterly reporting for the CFCL Cork Branch.
* Handle KPI reporting for insourced activities.
* Support team management and ensure continuity in operations.
Your profile:
* University degree in law, finance, or a related qualification.
* Understanding of the funds industry.
* 5+ years experience in compliance or similar fields (Audit, Control, Legal).
* Knowledge of AML, KYC, Fraud, and Market Abuse prevention.
* Experience managing senior stakeholders in a matrix, multicultural environment.
* Strong organizational skills and ability to handle multiple priorities under tight deadlines.
* Proactive, committed, and motivated individual.
* Excellent command of English; French and German are advantageous.
Job ID 24809
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