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Senior Executive Consultant at Quest Recruitment | Helping Financial Services Organisations Source Top Talent
About the Role
My client, a leading financial services institution, is seeking a dynamic and experienced professional to take on the role of Head of Compliance, 18-Month Fixed-Term Contract (with full benefits). This pivotal position will oversee key compliance activities across the organisation’s Irish operations, with a particular focus on Financial Security, AML/CTF, and regulatory compliance within Securities Services.
This role also carries Pre-Approved Control Function (PCF) responsibilities as the Head of Compliance for BPFASIL (PCF-12) and Head of AML for BPFASIL (PCF-52). As such, the successful candidate must be pre-approved by the Central Bank of Ireland in line with the Fitness & Probity Regime.
Key Responsibilities
* Lead compliance efforts across the Ireland Territory, including oversight of the Financial Security team.
* Act as the primary compliance contact for Securities Services, including fund administration.
* Represent Compliance at senior internal committees and regulatory engagements.
* Provide strategic input into the design and enhancement of the compliance framework and controls.
* Deliver compliance validation and oversight in line with internal governance processes.
* Maintain and evolve the Financial Security framework to effectively manage AML, sanctions, bribery, and corruption risks.
* Ensure timely and appropriate regulatory reporting and internal management updates.
* Oversee KYC and client due diligence reviews, including decision-making within client acceptance committees.
* Lead, mentor and manage a small team of compliance professionals.
* Drive a strong culture of ethics and compliance throughout the organisation.
Specific Responsibilities for Securities Services
* Provide compliance assurance to senior management, boards, and operational committees.
* Serve as the regulatory contact for 2S matters in Ireland.
* Oversee compliance input on fund services, client due diligence, RFPs, and audits.
* Manage implementation of regulatory change in collaboration with Legal.
* Maintain and apply group and local compliance policies and procedures.
* Ensure compliance risk management, monitoring, and reporting are robust and fit for purpose.
Skills & Experience Required
* Degree qualified, with a relevant professional compliance qualification.
* Minimum of 10 years’ experience in a compliance or regulatory role, ideally within financial services.
* In-depth knowledge of financial security regulations, including AML, CTF, sanctions, and ABC.
* Strong expertise in securities services, fund administration, and related compliance challenges.
* Proven experience managing regulatory relationships and compliance functions.
* Familiarity with outsourcing regulations and compliance oversight requirements.
* Demonstrated leadership, communication, and stakeholder management skills.
Regulatory Approval
This role carries Pre-Approved Control Function (PCF) responsibilities and will require prior approval by the Central Bank of Ireland under the Fitness & Probity Regime.
Equality & Inclusion
My client is committed to building a diverse and inclusive workplace. Applications are welcome from individuals of all backgrounds, and all appointments are made based on merit and business need.
If you are interested in making this position yours, please contact Louise Delaney, click apply below
Voted Best in Practice Accounting & Finance2022, 2017, 2015 as well as 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery.
Seniority level
* Seniority level
Mid-Senior level
Employment type
* Employment type
Contract
Job function
* Job function
Finance and Accounting/Auditing
* Industries
Financial Services, Accounting, and Investment Banking
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