Join to apply for the Regulatory Operations Analyst role at Interactive Brokers
Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Interactive Brokers Ireland Limited ("IBIE") seeks an experienced Regulatory Operations Analyst to join our Regulatory Operations team reporting into the Regulatory Operations Manager based in Greenwich.
Office Location - North Dock One, 91/92 North Wall Quay, Dublin, D01 H7V7
Interactive Brokers Ireland Limited (IBIE) is part of Interactive Brokers Group (IBKR), a leading global brokerage firm with offices worldwide. It is a leading trading solution for traders, investors, and advisors and provides direct global access to forex, funds, stocks, bonds, and currencies from a single IBKR Integrated Investment account. Our mission is to create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools. Interactive Brokers LLC is a member of NYSE, FINRA, and SIPC. For more information, visit: ibkr.com. With a staff of 2,900 worldwide, Interactive Brokers serves over one million client accounts in more than 220 countries and territories.
Responsibilities
* Handling the daily MiFIR, EMIR, SFTR reporting obligations while ensuring the completeness, accuracy and timeliness of our transaction reporting
* Performing the first line of defense as it relates to day-to-day activities, surveillance controls, and post-trade reconciliation
* Identifying and escalating issues to the appropriate teams for resolution while liaising with Compliance, Programming and Management
* Staying up to date with everchanging regulatory framework
* Assisting in regulatory reviews including inquiries, audits and exams
Desirable Skills and Experience
* Strong analytical skills
* Strong can-do attitude
* Excellent oral and written communication skills
* Prior experience with Unix / Linux environment
* Solid academic background
* Knowledge of EU market conduct rules and market regulations is a plus but not a requirement
If you are motivated, have strong initiative, are analytical and methodical, we can offer you a position that will both challenge and reward you while becoming part of a team that is building one of the world’s strongest brokerage brands.
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Management and Manufacturing
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