About Northern Trust:
Northern Trust, a Fortune 500pany, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Role/Department:
EMEApliance Testing (ECT) is a functional team within Northern Trust's Globalpliance Assurance Framework. The team reports locally to the EMEApliance Testing Regional Manager.
ECT testing consists of risk-based, point-in-time assessment or validation to determine regulatorypliance, and ranges from focused reviews of specific regulatory requirements for a segment of a business to enterprise-wide reviews. This role involves working with the EMEApliance Testing Regional Manager and EMEApliance Testing partners toplete and report on specific Guernsey related ECT reviews.
The successful candidate will be responsible for execution of the testing program. The candidate will be responsible for independently planning and executing of specific reviews, identifying issues and underlying root-cause analysis, agreeing solutions andmunicating findings effectively, both orally and in writing. There will be a requirement to travel on a as needs basis.
The key responsibilities of the role include:
1. Independently establish the appropriate scope and test steps for individual reviews
2. Conduct and document testing reviews to assesspliance with and adherence to regulations/legislation and internal policies
3. Engage withpliance SME's to understand any matters for concern related to applicable reviews
4. Follow established EMEA and Global policies, procedures and standards for testing activities
5. Apply analytical skills to review information and determine potential weaknesses or exceptions to policies / processes
6. Validate and summarise testing results in clear, concise language
7. Detect and advisepliance and Business Unit management of potentialpliance issues and identify changes and/or enhancements to improve efficiencies in procedures
8. Tracking of identified issues to closure via periodic follow up with action owners
9. Validation testing to ensure actions have been adequately closed
10. Develop relationships with Internal Audit to coordinate testing efforts and share results.
11. Conduct meetings with business unit partners and management to discuss testing results and where applicable challenge management responses
12. Support the Regional Manager with ad hoc tasks
13. Work effectively as an individual contributor as well as in a team environment
14. Develop strong relationships with the first, second and third lines of defence
Skills/ Qualifications:
The successful candidate will benefit from having:
15. Proven experience related topliance,pliance testing/monitoring or auditing
16. Knowledge of Guernsey and/or EU regulations and key regulatory developments would be an advantage
17. Highly motivated individual who has a proven record of using initiative to resolve problems
18. Analytical ability to identify and understand problems as well as to provide effective solutions
19. Excellent written and oralmunication skills
20. Attention to detail
21. Confidence and expertise to advise and challenge senior management and the business
22. Ability to make decisions on their own and also to be a team player and effectivemunicator to ensure that issues are appropriately resolved
23. Ability to deal effectively with multiplepeting deadlines
Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for apanymitted to assisting themunities we serve Join a workplace with a greater purpose.
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainablepanies Build your career with us and apply today. #MadeForGreater
Reasonable amodation
Northern Trust ismitted to working with and providing reasonable amodations to individuals with disabilities. If you need a reasonable amodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs .
We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
Job ID R140111