Job Description
The role of Chief Compliance and Risk Officer is a critical position in our organization, responsible for delivering an effective compliance management framework that identifies, assesses, controls, and monitors risk. The successful candidate will lead the second line of defense in our European operations and bring experience and knowledge of regulatory requirements.
Key Responsibilities
* Develop and implement a comprehensive compliance management framework to support business growth and regulatory compliance.
* Provide oversight of regulatory risk environment and challenge business decisions to ensure alignment with regulatory requirements.
* Lead the development and maintenance of policies, procedures, and controls to ensure compliance with MiFID, AML, and GDPR regulations.
* Ensure effective systems, procedures, and controls are in place to mitigate regulatory risks.
* Collaborate with stakeholders to identify and address regulatory risks and develop strategies to mitigate them.
Required Skills and Qualifications
* 10 years' experience in senior leadership roles within a regulated environment.
* In-depth knowledge of European financial services and regulatory frameworks, including MiFID II, AML/CJA, and GDPR.
* Experience in developing and implementing compliance management frameworks and risk mitigation strategies.
* Excellent communication, relationship management, and influencing skills.
* Presentation skills and training/coaching experience.
Benefits
This role offers a unique opportunity to join a global FinTech firm and contribute to shaping the future of wealth management. As a key member of our team, you will have access to:
* A collaborative and dynamic work environment.
* Opportunities for professional growth and development.
* A competitive compensation package.