About Northern Trust
Northern Trust, a Fortune 500 company, is a globally recognized financial institution that has been in continuous operation since 1889. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Role Summary
We are seeking an Associate Specialist, Control Tester to join our newly established Centralized 1LoD Control Testing function. As a key member of this team, you will support risk management activities across the organization, executing control test plans and providing analysis of control test results to guide remediation efforts.
Key Responsibilities
Lead controls testing execution including walkthroughs, design, and operating effectiveness testing.
Perform quality review over testing workpapers (produced by other testers) to ensure execution and documentation meet First Line of Defense Control Testing Methodology and testing quality expectations.
Serve as the representative to ensure relevant stakeholders are appropriately engaged in all critical testing phases.
Provide support to testers to ensure testing is performed effectively and efficiently.
Monitor all testing phases, including escalation of significant deficiencies and/or testing delays.
Compile, manage, submit, and socialize required monthly, quarterly, or annual reporting including test results, dashboards, and testing issue remediation status.
Assist in the identification and escalation of follow‑ups and potential deficiencies.
Work closely with business partners to obtain issue remediation action plans, track and report status of remediation actions, and maintain dialogue to ensure timely remediation.
Assist with control projects, operational and/or corporate risk initiatives, as directed.
Qualifications
College or university degree is required.
Several years of risk and control experience.
Experience in the financial services industry.
Fund accounting or transfer agency experience is an advantage.
Deep understanding of control frameworks and testing methodologies.
Self‑motivated with strong collaboration and communication skills, both verbal and written, with varying organizational levels including senior management.
Excellent analytical skills and attention to detail.
Strong interpersonal and leadership skills, including experience mentoring.
Ability to juggle multiple tasks while effectively working toward deadlines.
Reasonable Accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.
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