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SEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people-focused organization which encourages and recognizes employee development as being a critical component in the provision of excellent client service. An open, collaborative and detail‑oriented environment underpins this business objective. Whilst the parent company has its principal offices in the United States, the SEI Group comprises operating subsidiaries in the EU, UK, Cayman Islands and Canada. The SEI Group’s operations in Ireland are carried out through three entities based in Dublin that conduct the Group’s business of managing proprietary UCITS and AIF funds, as well as providing administration and depositary services to funds established by third‑party investment managers.
Position Description
* Review, analyse and request AML documentation linked to the back book of business.
* Review documentation received against procedures and complete AML checklists for second approval.
* Conduct screening on all clients and review to identify true hits.
* Review any investors who have positive matches to sanctions lists and escalated through the appropriate channels.
* Organise all investor AML documents, record to AML database and maintain physical and soft‑copy investor files.
* Manage workload and ensure corporate and client deliverables are met.
* Maintain a professional relationship with clients and stakeholders at all times.
* Participate in regular team meetings and provide suggestions to create efficiencies.
* Liaise with internal departments and Global Offices to complete AML compliance requirements.
* Share AML expertise with clients and colleagues, perform research to understand investor types, company structures, etc., investigate and solve potential issues.
* Conduct independent checks, maintain accurate records.
* Ensure that all client/investor relationships are risk‑rated as per established procedure.
* Complete timely and ongoing follow‑up for outstanding AML documentation.
* Monthly client reporting of outstanding AML documentation and ensure the timely delivery to clients.
* Conduct review/sign off on documentation as required.
* Carry out all duties under the Company’s Safety Statement to ensure health, safety and well‑being for all employees.
* Support internal testing and audit requirements.
* Adhoc tasks / project work as required.
What you bring to the table
* 2+ years experience in the Financial Services Industry, particularly the investment fund industry and its regulatory framework.
* Knowledge of compliance and regulation within the European Financial Services Industry.
* Very strong risk awareness (preferably EU legislation driving AML regulations).
* Excellent interpersonal and customer service skills.
* Strong organisational and administrative skills.
* Ability to multi‑task, prioritise work and manage time to meet strict deadlines.
* Strong oral and written communication skills.
* Fluency in English (both verbal and written) essential.
* Individual who takes initiative and ownership of assigned responsibilities.
* Positive ‘can‑do’ attitude with excellent problem‑solving skills.
* Detail‑oriented.
* Team player.
* Flexible / adaptable.
* Proficient in PC, particularly Excel and Word.
Attributes we value
* Knowledge of Investment (Financial) Services industry in Europe.
* Fluency in a foreign language an advantage (both written and verbal).
* Third‑level qualification, preferably in Finance, Business or Law.
Benefits you can expect
* Healthcare for yourself, your spouse and any dependents up to the age of 18.
* Pension scheme.
* Tax saving travel benefits.
* Bike to work scheme.
* On‑site gym with fitness classes and 1:1 PT sessions.
* Club supplement.
* Education assistance.
* Competitive family & annual leave entitlements plus 2 paid volunteer days per year.
* Life assurance.
* Annual employee share participation scheme.
We are focused on ensuring a healthy work‑life balance and offer a hybrid working model and flexible working hours.
SEI is an Equal Opportunity Employer and so much more… We recognise that our people are our most valuable asset and are (literally) invested in your success; we know that a healthy, happy and motivated workforce is key to our continued growth. We are focused on ensuring a healthy work‑life balance and offer our employees benefits which include private medical care for you and your family, educational assistance scheme and actively encourage work life balance.
AI Acceptable Use in the application and interview process: SEI acknowledges the growing integration of artificial intelligence (AI) tools into individuals’ personal and professional lives. If you intend to incorporate the use of any AI tools at any stage of the application and/or interview process, please ensure you have reviewed and adhere to our AI use guidelines.
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