We're recruiting for an
Associate Compliance Manager
to join us.
We're offering a competitive base salary and a good benefits package.
You will be part of a dedicated Compliance Function, providing comprehensive, business-focused compliance services to our company, ensuring regulatory compliance across our European branches.
What you'll be doing:
Providing guidance on regulatory and compliance matters
Acting as a primary contact for compliance-related queries and issues
Monitoring and escalating compliance breaches, ensuring proper documentation and resolution
Conducting horizon scanning and analysing the impact of regulatory changes
Supporting the development and implementation of the compliance framework
Drafting and reviewing compliance policies and procedures
Delivering compliance training and education to relevant personnel
Maintaining compliance logs and mandatory records
This will be a regulated role.
Qualifications - Who we're looking for:
Proven financial services experience
Strong analytical skills and industry awareness
Proactive approach to compliance and regulatory requirements
Good knowledge of the Investment Management industry and associated compliance requirements
Understanding of UCITS, AIFM, ESG/SFDR, and MiFID requirements
Excellent communication and interpersonal skills
Postgraduate professional qualifications are desirable
Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you.
Here are some of the benefits we offer:
The opportunity to participate in our annual, performance-related bonus plan and valuable share schemes
Generous pension contribution
Life assurance
Private medical insurance (permanent employees only)
At least 25 days holiday, plus public holidays, 26 days after 2 years' service.
There's also the option to buy and sell holiday
Competitive family leave
Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice
There are many discounts we offer – both for our own products and at a range of high street stores and online
In 2023, some of our workspaces were redesigned.
Our offices are great spaces to connect and collaborate and have your wellbeing at the heart
Additional Information
At L&G, we believe it's possible to generate positive returns today while helping to build a better future for all.
If you join us, you'll be part of a welcoming, inclusive culture, with opportunities to collaborate with people of diverse backgrounds, views, and experiences.
Guided by leaders with integrity who care about your future and wellbeing.
Empowered through initiatives which support people to develop their careers and excel.
We care passionately about outcomes rather than attendance and are therefore open to discussing all kinds of flexible working options including part-time, term-time, and job shares.
Although some roles have limited flexibility due to customer demand, we accommodate requests when we can.
It doesn't matter if you don't meet every single criterion in this advert.
Instead, think about what you excel at and what else you can bring in terms of strengths, potential, and connection to our purpose.
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