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Senior financial risk compliance manager

Kilkenny
beBeeCompliance
Risk and compliance manager
Posted: 8 February
Offer description

Job Overview


We are seeking a highly skilled Depositary Oversight Officer to join our Investment Monitoring Team. As a key member of our team, you will be responsible for ensuring compliance with fund investment restrictions and providing exceptional client service.




Responsibilities:



1. Manage an investment monitoring team members in their review of all fund types to ensure compliance with the funds' investment restrictions.

2. Discuss any exceptions identified with clients in a timely manner.

3. Ensure timely and proper completion of tasks by team members.

4. Review and comment on draft prospectuses and financial statements.

The most critical part is dealing properly with conflicts that arise within investments from independent businesses.
The time management skills make this job happen effectively whether it’s about creating reports so analysis can efficiently happen or some other type every now and then no matter where things may get complicated...
,The rest relies heavily upon your ability as well – not just technically savvy enough but also mentally ready!

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