Job Description About our Client: Our client are a global leader in fund services, corporate governance and related asset services.
About the Team Identify, assess and manage the compliance risks relating to the above entities' activities; Participate in Compliance monitoring activities, perform monitoring reviews and report on the outcome of such reviews, in accordance with the Companies annual monitoring plans and with our Compliance Monitoring Policy; Provide advice and support to staff on compliance related matters such as AML and KYC, data protection and confidentiality, outsourcing organization, corporate governance; Analyse reporting of suspicions concerning transaction and activities and report as appropriate; Draft and maintain policies, and review on a regular basis; Draft compliance reports for the board of directors and for the Central Bank of Ireland.
Attend Board and Committee meetings; Participate in the communication with regulators Provide training and or arrange for training to employees regarding Compliance policies, and regulatory changes; Assist in the governance of the outsourcing framework and outsourcing oversight.
Country Head Responsibilities In addition to the above Entity oversight and managerial responsibilities, the Country Head role will Work with senior management to facilitate a robust compliance culture across the jurisdiction.
Build and maintain a constructive and professional relationship with all relevant regulators, external auditors and other external parties, and internal customers within the jurisdiction.
Including establishing an understanding of all ongoing regulatory interaction with local regulators including but not limited to; shaping the tone of engagement with the regulator;coordinating communications in respect of matters that impact all entities/divisions within the jurisdiction; andinclusion in the preparation and interaction of all regulatory enquires and visits;involvement in regulatory messaging/reporting to senior management, entity committees and boards to ensure consistency of advice and visibility of regulatory mattersMaintain an understanding of all regulatory developments that impact the country, and where required provide assistance/coordination/oversight of assessments and implementation plans Although the Country Head may not be directly responsible for all production of all of the compliance monitoring plans, risk assessments etc., they should have an involvement in ensuring that a consistent approach is adopted within the jurisdiction Provide input on resourcing / hiring.
Actively participate in the Senior Compliance Forum Support the Regional Compliance Officer in regional and group-wide compliance initiatives.
Escalate and report relevant matters to the Regional Compliance Officer.
Travel as required to fulfill the responsibilities of the role.
Any other relevant responsibilities that may arise or be assigned by the Regional Compliance Officer.
Qualifications About You: Professional Qualifications Master's degree in Finance, Law, Business Administration, or related field preferred Regulatory