Job Summary
The Compliance Analyst will be responsible for assisting the compliance officer in executing the firm's compliance program. This involves designing, developing, implementing, and testing key controls and procedures to ensure effectiveness and alignment with relevant regulations and best practices.
Key Responsibilities:
* Providing oversight of IDI's Compliance Programme, specifically with reference to IOSCO's Principles for Financial Benchmarks, the UK and EU Benchmarks Regulation (BMR).
* Fostering a culture of compliance to laws and regulations.
* Collaborating with business functions, legal, risk management, internal audit, and information security to maintain, implement, and develop compliance policies and procedures.
* Advising on compliance matters.
* Developing and performing testing and monitoring of control activities to ensure adherence to rules and policies.
* Contributing to compliance investigations and reviews.
* Actively participating in oversight and advisory committees.
* Reviewing index methodologies, consultations; and other relevant notices.
* Supporting IDI's Index Governance Committee.
* Facilitating compliance training.
* Preparing reports, presentations and metrics.
* Liaising with regulators from time to time.
Requirements:
1. Bachelor's Degree and experience in a compliance role with an EU or UK financial services institution or with a regulator.
2. Knowledge or experience of working with a regulator such as CBI or FCA.
3. Experience related to indices and the IOSCO Principles for Financial Benchmarks and/or the EU/UK Benchmarks Regulation (