2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Direct message the job poster from Phoenix - Your Professional Search PartnerAssociate Director - Accountancy & Finance - PhoenixExpression of interest - Head of Compliance & MLROWe are partnering with a disruptive, tech-led investment platform that has redefined access to the financial markets and is now seeking an experienced Compliance Leader as part of its new Irish expansion.The Role:This is a senior leadership position responsible for directing the compliance agenda within a regulated investment firm. The successful candidate will ensure regulatory alignment across all areas of the business, contribute to strategic risk decisions, and lead interactions with supervisory bodies.Responsibilities:Lead the firm’s compliance activities and oversee adherence to regulatory frameworks across Ireland and international jurisdictions.Manage all matters related to AML/CTF, sanctions screening, and client onboarding reviews.Oversee surveillance relating to market conduct and trading activity.Take the lead in preparing and maintaining regulatory policies and procedures.Provide compliance input into new business initiatives, product launches, and client propositions.Develop and implement a risk-based compliance monitoring plan, with regular reporting to senior management.Act as the primary point of contact for regulators and manage regulatory inspections or responses.Suitability:Minimum 10 years in compliance, ideally in a MiFID-regulated environment, with prior PCF-12/52 approval.Product knowledge and prior experience of equities / CFD’s.Experience with trading platforms, execution venues, or algorithmic trading controls.Deep understanding of key European regulatory frameworks including MAR, MiFID II, IFD/IFR.Background in handling regulatory queries, reviews, and reporting with the Central Bank of Ireland (CBI)Skilled in drafting internal policies, advising senior stakeholders, and training staff on regulatory change.Strong academic background (e.g. degree within a relevant field, e.g. Law, Business, Economics).For a confidential discussion on this role, please get in contact via email john@phoenixsearch.comSeniority levelSeniority levelDirectorEmployment typeEmployment typeFull-timeJob functionJob functionFinance, Information Technology, and Product ManagementIndustriesTechnology, Information and Media, Financial Services, and Business Consulting and ServicesReferrals increase your chances of interviewing at Phoenix - Your Professional Search Partner by 2xSign in to set job alerts for “Head of Compliance” roles.Head of Compliance, Quality, Assurance and SustainabilityDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 3 weeks agoDirector of Financial Crime & ComplianceDublin, County Dublin, Ireland 2 days agoHead of Risk and Compliance – Ireland (PCF-12 and PCF-14)Dublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland €130,000.00-€160,000.00 2 weeks agoHead of Governance & Risk (Specified Purpose Contract)Dublin, County Dublin, Ireland 1 week agoHead of Legal and Compliance - Exclusive AssignmentDublin, County Dublin, Ireland 2 weeks agoHead, Global Content Development and DeliveryDublin, County Dublin, Ireland 3 days agoDublin, County Dublin, Ireland 1 week agoHead of Anti-Money Laundering and Counter-Terrorist Financing (PCF 52)Dublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 5 days agoDublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 2 weeks agoSenior Managing Counsel – Head of Legal IrelandDublin, County Dublin, Ireland 1 month agoDublin, County Dublin, Ireland 6 days agoDublin, County Dublin, Ireland 5 days agoDublin, County Dublin, Ireland €120,000.00-€140,000.00 3 weeks agoDublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 2 weeks agoHead of Financial and Regulatory ReportingDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 5 days agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 month agoHead of Financial and Regulatory ReportingDublin, County Dublin, Ireland 3 days agoNaas, County Kildare, Ireland 3 months agoWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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