A leading Wealth Management firm are seeking a Senior Compliance Associate to join their Wealth Management Compliance team on a permanent contract. In this role you will support the wider advisory business in maintaining strong compliance and servicing esteemed clients.
Responsibilities
Under MiFID regulations ensure adherence to regulatory requirements across all relevant compliance mattersAssist in the development and implementation of relevant policies and proceduresConduct compliance assurance activitiesEngage with stakeholders in discussing regulatory developments, guidance and industry trendsRequirementsAt least 4 years' experience in a similar role within ComplianceA professional diploma/certification obtained in ComplianceMifid understanding is crucial Experience dealing and engaging with the CBIStrong communication ability and ability to meet key deadlines
Benefits
Strong benefits and hybrid work model on offer, if interested apply with your CV now or contact Sean at ;\/a>