Job Opportunity: Aml Kyc Senior Associate
This is an exciting opportunity to join our global Transfer Agency Team as a Senior Associate. As an AML/KYC Senior Associate, you will act as a member of a dedicated AML team whose primary responsibility will be to perform timely and efficient review and update of both new and existing Investor Anti-Money Laundering & Counter Terrorist Financing (AML/CTF) information and documentation.
Key Responsibilities:
* Assist with cyclical reviews and onboarding of all investor accounts, including verification of team members' work and providing feedback when required.
* Identify investors that may create money laundering or reputational risks, including ongoing transaction monitoring, screening for PEP, sanctions, and negative media.
* Undertake and assist with performance reviews, ensuring goals, training, and objectives are being reviewed and completed.
* Prepare key performance indicators for clients to ensure email service level agreements and key performance indicators are on target and participating in weekly/monthly client meetings.
* Prepare for due diligence, including but not limited to review of samples, query resolution, and procedures updates/reviews.
* Participate in ensuring excellent client service provided to clients, including technology needs and regulatory requirements.
* Continually assess current procedures and work practices to identify potential operational inefficiencies and additional risk mitigation control requirements.
* Validate KYC files and support training efforts.
* Manage email boxes and queries.
Required Skills and Qualifications:
* A minimum of 5 years of experience in AML/CTF within the financial services industry, with exposure to a globally diverse investor base.
* Good understanding of EU, CI, Cayman regulation, such as Criminal Justice Act 2010, relating to risk assessments and general understanding of regulatory requirements.
* Strong analytical, organizational skills with operational and risk awareness mindset, escalation, and attention to detail.
* Strong interpersonal, communication, and influencing skills, ability to assist in coaching team members.
* Self-starter with strong work ethic and ability to act on own initiative within team environment to proactively identify, own, and progress tasks to be undertaken.
* Ability to build strong working relationships with central and business-aligned functions across the region and coordinate delivery across functions.
* Display effective time management and ability to prioritize tasks for oneself.
* Adherence to ensuring policy and procedures are followed and escalating any potential issues within the KYC environment.