Senior Compliance Role
We are seeking a highly skilled and experienced professional to join our compliance team as a Senior Associate. This role will be responsible for providing expert guidance and support on all aspects of regulatory compliance, including trade surveillance, market abuse, and transaction reporting.
Key Responsibilities:
* Monitor and analyze trade surveillance alerts, ensuring timely and effective resolution to prevent potential breaches.
* Support the firm's obligations under the Market Abuse Regulation, including insider lists, market soundings, and investment recommendations.
* Liaise with regulatory bodies, such as the Central Bank and FCA, to ensure compliance with relevant rules and regulations.
* Analyze new regulations and implement necessary changes to maintain optimal compliance.
* Assist management in designated compliance projects and assignments, acting as coordinator where required.
Requirements:
* Relevant degree (Business, Finance, Law, or equivalent) and/or audit/legal/compliance qualification.
* 3+ years' experience working in a financial services industry, with a good understanding of regulatory requirements applicable to capital markets and/or corporate finance.
* Strong desire to work in a compliance team, with excellent investigative instincts and background.
* Understanding of markets and trading is desirable.
* Excellent communication skills, both written and verbal.
* Attention to detail, with strong analytical and problem-solving skills.
* Proficiency in Microsoft Office products, including Word, Excel, Outlook, PowerPoint, and ideally Power BI.
What We Offer:
* Competitive salary and benefits package.
* Annual performance-related discretionary bonus.
* Flexible working options and employee assistance program.
* Training support provided by an award-winning Learning & Development Team.
* Enhanced leave options and social community care initiatives.