Overview
Senior Compliance Manager
– MCS Group is looking for a highly-motivated
Senior Compliance Manager
to join a high-performing, dynamic
financial planning firm
.
This is a
new, full-time permanent
opportunity based in
Co.
Down.
Responsibilities
Development and maintenance of robust processes and systems to ensure that the firm's Compliance / Consumer Duty obligations to clients are consistently met.
Regularly liaise with the firm's external compliance consultants
Ensuring that the firm conducts all client focused work in the most efficient manner possible through adoption of key technologies.
Building and maintaining audit processes to ensure that best practice is maintained and evidenced at all stages of our advice process.
Oversight of key Management Information data and fulfilment of ongoing FCA Reporting requirements.
Working with an enthusiastic team who strive for excellence at every stage of the advice process.
Qualifications
Ideally have a proven background within financial planning or wealth management
Experienced in drafting and implementing processes and handling a firm's compliance needs
Level 4 Diploma qualified - any further professional qualifications are a bonus
'Obsessed' with standard of work and always be compliance-forward
Excellent communication skills and client-facing manner
Rewards
As the successful Senior Compliance Manager, you will receive the following:
Package of
£50,000 - £70,000
(depending on experience)
Generous overall benefits package
Opportunity to work alongside and learn from some of the industry's best
To speak in absolute confidence about this opportunity please send an up-to-date CV via the link provided or contact Josh Craig at MCS Group
Even if this position is not right for you, we may have others that are.
Please visit MCS Group to view a wide selection of our current jobs
MCS Group is committed to Equality, Diversity, and Inclusion for all, being the first recruitment agency in NI to achieve Bronze Diversity Mark accreditation, if you have a disability which means you require a reasonable adjustment to be considered at any stage of the recruitment process, please contact us and we will endeavour to facilitate the request.
Not all agencies are the same...MCS Group are passionate about providing a first-class service to all our customers and have an independent review rating of 4.9 stars on Google.
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