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Senior compliance manager - wealth management

Dublin
Elevate Partners
Compliance manager
Posted: 23h ago
Offer description

Senior Compliance Manager – Asset Management /Capital MarketsA highly regarded investment firm has an opening for a senior compliance professional to join their regulatory and compliance function.Role responsibilities:Responsible for managing a key business unit in relation to all aspects of Regulation and ComplianceManage the regulatory relationship with relevant regulatorsConsideration and escalation of the regulatory, reputational and ethical risk associated with proposed strategies and business linesIssuing policies to the business and providing training as required and in line with the local annual compliance training planProvide input into European and Irish regulatory consultationsInput to the periodic risk assessment, testing and surveillance processes RequirementsDegree or Masters in Business or Economics or similar and a relevant professional qualification (e.g. LCOI) desirableExtensive experience of managing compliance and influencing decisions at the most senior levels within an investment firm / wealth management environment.Have an in-depth understanding of the functioning of debt and equity capital marketsAwareness of corporate finance activities, capital raising events and transactions subject to Takeover Panel rulesDetailed knowledge of MiFID II, MAR & EMIR.Proven ability to work as part of a collaborative team and willingness to embrace a variety of issues.BenefitsExcellent package on offer for this mandate. For further information regarding this opportunity, please submit your CV or contact Stephen Gilmore via sgilmore@elevatepartners.ie to schedule a confidential phone call to discuss the details. ***Please note that we will only respond to applicants who meet the role requirements and are eligible to work in the EU.**

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