Head of Compliance and MLRO (PCF12 & 52)Head of Compliance and MLRO (PCF12 & 52)2 days ago Be among the first 25 applicantsDirect message the job poster from Phoenix - Your Professional Search PartnerCo-Founder and Non-Executive Director at Phoenix | Qualified Solicitor | In House Legal, HR and Compliance | Search Expert | ruth@phoenixsearch.com |…*** EXCLUSIVE TO PHOENIX - PCF 12 & 52 ***Our Client:An established, market-disrupting global Fintech organisation scaling its first Irish operation.The Opportunity:Lead the Compliance function for a Fintech provider who is a true leader in its space.A key member of the senior management teamCareer development as part of the organisation's ongoing phenomenal growth storyCompetitive packageDublin City offices - Hybrid modelKey Duties & Responsibilities:Own, lead and manage the Compliance and MLRO functions in line with all relevant compliance and regulatory requirements ( PCF12 and PCF52).Lead and oversee the execution of an appropriate compliance and monitoring programme, to include a holistic business review and risk assessment and identification and escalation of any issues as appropriate.Execute and implement relevant compliance processes, plans, and policies to include, but not limited to, Market Abuse, AML/CTF, Anti-Business & Corruption, Order Execution, Conduct Risk, Complaints Handling, Anti-Fraud, F&P, SEAR/IAF, Conflicts of Interest, Whistleblowing, and Breaches log.Stay abreast of relevant regulatory development, market trends, and technological advancements to maintain compliance and enhance competitiveness.Act as the main Compliance point of contact and provide expert advice and assistance for relevant projects, new products and business proposals.Provide relevant compliance/MLRO advice to all business units as appropriate.Oversee all AML/CTF requirements and sanctions including KYC and onboarding activities, and deciding and as appropriate actioning STR filings with the Central Bank.Prepare and present detailed management reports to the Board and internal committees.Oversee engagement with the Central Bank and other relevant supervisory authorities.Provide relevant training to staff as appropriate. Mentor and guide junior compliance staff.Promote a compliance culture throughout the organization.Key Skills & Responsibilities:9+ years’ experience in a compliance role. Minimum 2:1 degree in a relevant field.Prior experience holding a PCF-12 & 52 function within a MiFID Investment firm - with a focus on equities / CFD’s - is highly advantageous.Experience of multi-lateral trading facilities, exchanges, and algorithmic trading tools prevalent in a regulated environment.Proven interest in the retail brokerage industry.Extensive, up-to-date knowledge of relevant market practices and regulatory requirements, including IFR/IFD.Excellent written and verbal communication skills. A proven ability to explain complex regulatory concepts clearly and effectively.Proven ability to work under pressure and deliver in a deadline-driven environment.Detail-oriented, proactive, solutions-focused, and adaptable.Proven leadership and mentoring skills.Seniority levelSeniority levelNot ApplicableEmployment typeEmployment typeFull-timeJob functionJob functionProject Management and General BusinessIndustriesFinancial Services, Business Consulting and Services, and Securities and Commodity ExchangesReferrals increase your chances of interviewing at Phoenix - Your Professional Search Partner by 2xSign in to set job alerts for “Head of Compliance” roles.Continue with Google Continue with GoogleContinue with Google Continue with GoogleDublin, County Dublin, Ireland 1 week agoSenior Vice President, Regulatory Oversight ManagementDublin, County Dublin, Ireland 3 days agoHead of Financial Crime (Group Compliance)Dublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 2 weeks agoHead of Anti-Money Laundering (PCF-52) - Fund ServicesHead of Risk Containment, Trust & SafetyDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 3 weeks agoHead of Legal and Compliance - Exclusive AssignmentDublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 1 week agoSenior Managing Counsel – Head of Legal IrelandDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 4 days agoDublin, County Dublin, Ireland 5 days agoDistrict Manager - South/Southeast IrelandDirector of Product - Compliance TechnologyDublin, County Dublin, Ireland 3 weeks agoHead of Textiles Product Quality and ComplianceDublin, County Dublin, Ireland 5 days agoDublin, County Dublin, Ireland 4 days agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 5 days agoMaynooth, County Kildare, Ireland 3 weeks agoHEAD OF RISK – INFRASTRUCTURE / CAPITAL DELIVERY PROJECTS (DUBLIN)Dublin, County Dublin, Ireland 2 weeks agoHead of 1st Line Financial Risk & Liquidity ManagementDublin, County Dublin, Ireland 3 weeks agoWe’re unlocking community knowledge in a new way. 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