Job Title: Regulatory Change Specialist
Business/Product Group: TD Securities, Finance
Location: London, UK / Dublin, Ireland
Reports to: Director, Regulatory Change & Prudential Reporting
Position Summary:
This position will support the Head of Regulatory Change during the application phase to transition TDGF from a MiFID Investment Firm to a Credit Institution. The role will assist with determining the data uplift required for enhanced reporting requirements, sourcing data, and working with external vendors and internal applications to create reporting solutions.
The successful candidate will have significant knowledge of investment banking products and systems, prudential regulatory reporting, and statistical reporting for MiFID investment firms and Credit Institutions.
Key Responsibilities:
* Seasoned experience in the regulatory reporting space within a MiFID investment firm or Credit Institution.
* SME in all aspects of capital and liquidity reporting.
* Thorough practical experience of Pillar 3 reporting, Anacredit, and Statistical Reporting.
* Detailed technical knowledge of banking products.
* Deep experience of regulatory interpretation and application to reporting process flow.
* High-quality data mining and analytical skills.
* Excellent communication and presentation skills.
* Proven organisational and multi-tasking skills.
* Responsible for identifying and reporting Operational Risk Events.
TD Policy Requirements:
You must adhere to internal TD Policies and read, understand, and comply with TD's Code of Conduct and Ethics (Code) and corresponding regulations.
Management should be kept fully informed of all Regulatory and Compliance issues. You must deal with TD Management, Compliance, regulators, and control functions in an open and cooperative way.
Who We Are:
TD is one of the world's leading global financial institutions, delivering legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world.