Our client, a PE backed Mi FID investment advisory firm, is seeking a business focused Head of Compliance/MLRO (PCF-52 and PCF-12) to join their team in Dublin.
The individual will work closely with the board members and chair of the board.
The firm is going through a period of growth and transformation with M&A activity, so this individual will be a key member in helping develop, implement and drive a robust compliance framework and compliance culture in the group.
The Job
Drive the implementation of their comprehensive compliance monitoring framework to include Anti-Money Laundering and Counter Financing of Terrorism Policy and a Financial Sanctions Policy.
Develop, monitor and enhance existing controls for the management of all risks to assess fit for purpose and best practice.
Oversee and sign off on the approval of all new client accounts to ensure adequate AML/KYC has been performed and client risk assessment is appropriate.
Ensure the appropriate frameworks are in place to identify, manage and report on compliance risks.
Updating of the firms ICAAP reporting requirements Reporting to the board quarterly on risk related matters Timely preparation and distribution of board materials
The Candidate
Experienced compliance/risk professional with a background in a Mi FID investment firm Demonstrate ability to do a hands on and strategic role Ability to effective manage and work closely with senior stakeholders in the business Experience in dealing with and pro-actively responding to ad hoc queries and thematic reviews from the Central Bank of Ireland
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