Join to apply for the SVP AML/Compliance role at Cpl5 days ago Be among the first 25 applicantsJoin to apply for the SVP AML/Compliance role at CplGet AI-powered advice on this job and more exclusive features.Territory:Responsible for specific, key Compliance activity within the Ireland Territory Compliance remit – including management and oversight of the Financial Security team.Job Title: SVP AML/ComplianceRole OverviewTerritory:Responsible for specific, key Compliance activity within the Ireland Territory Compliance remit – including management and oversight of the Financial Security team.Securities Services:Responsible for the Compliance activity pertaining to the Securities Services (2S) business area (including 'Fund Administration Services (Ireland) Ltd').Compliance Mission:Ensure that Compliance objectives relating to 2S in Ireland, and the wider Territory remit, are met – ensuring the adequate and effective delivery of the overall Compliance mission.Key ResponsibilitiesTerritory Compliance Management:Support and deputise for the Head of Territory Compliance.Compliance Representation:Represent the Compliance department at key committees and projects.Development of Compliance Function:Actively lead and participate in the development of the Compliance function, including the design and implementation of action plans to improve compliance framework, processes, and controls.Staff Management:Oversee, manage, and develop Compliance staff effectively – with management responsibility over approximately 4 staff members.Culture:Promote and reinforce the desired compliance culture within the Compliance team and across the Group in Ireland.Advisory:Advise and consult with the business on the interpretation and implementation of relevant laws, regulations, and internal rules and standards.Decision Making:Provide Compliance validation or decisions in line with the Compliance Decision-Making Process and delegated authorities.Validation Framework:Ensure effective Compliance engagement with the validation framework for new or amended activities and exceptional transactions (i.e. the NAC / TAC process).Financial Security & KYC:Effectively manage Compliance’s systems and controls to prevent:Money launderingTerrorist financingNon-compliance with international sanctionsBribery and corruptionIncludes the management and implementation of:The overall Financial Security framework and processesRelevant validation and review of KYC and customer/counterparty due diligenceAttendance, contribution, and decision-making at Client Acceptance Committees (CACs) and Business Acceptance Committees (BACs)Review, clearance, or escalation of alerts related to database screening and transaction screening/monitoring (e.g. potential sanctions hits or suspicious transactions)Reporting of suspicious activity to the relevant authorities (e.g. An Garda Síochána and the Revenue Commissioners)Relevant anti-bribery and corruption processesCompliance Reporting:Ensure appropriate and timely reporting to Compliance, business management, and external parties (including Group reporting via the CRMS tool, ExCos, Boards, and Regulators).Training:Help organise, coordinate, and deliver an effective training and awareness program for staff.Outsourcing:Provide appropriate oversight of Compliance and business-related outsourcing, including:Advice and assistance on regulatory aspects of outsourcingEffective monitoring of outsourcing performanceSpecific 2S ResponsibilitiesAssurance:Provide reasonable assurance to relevant senior management (including the Head of Ireland Securities Services, Board of Fund Administration Services (Ireland) Ltd, and the Depo & Custody Opco) that adequate compliance frameworks are in place and aligned with Group Compliance requirements and applicable laws/regulations.PCF Role:Act as Head of Compliance and Head of AML for Fund Administration Services (Ireland) Ltd. These roles (PCF-12 & PCF-52) are Pre-Approved Control Functions and must be approved by the Central Bank of Ireland under the Fitness & Probity Regime.Regulatory Relationships:Manage and oversee relevant regulatory relationships in Ireland, serving as the point of contact with the regulator for 2S-related matters.Fund Services:Advise and assist the business to ensure compliance with obligations related to client and fund service providers. This may include contributing to client RFPs, due diligence, and audits.Regulatory Watch:Help manage Compliance’s involvement in identifying, communicating, and implementing regulatory changes in conjunction with Legal.Policies and Procedures:Ensure adoption of relevant Group compliance-related policies and procedures and the development of local policies as necessary.PE / PIC / MI:Ensure adequate management of Compliance’s systems and controls concerning:Professional ethicsProtection of clients’ interestsMarket integrityCompliance Risk Management:Contribute to the development, implementation, and maintenance of risk assessment processes. Provide compliance risk assessment reports to governance bodies and regulators as needed.Compliance Monitoring:Ensure adequacy in the design and application of compliance monitoring systems and the overall monitoring plan to ensure business operations remain within regulatory risk appetite.Qualifications & Experience RequiredDegree-level education or equivalentProfessional compliance qualificationMinimum of 10 years in a compliance or related role, with a strong understanding of applicable regulatory requirementsIn-depth knowledge of Financial Security matters (familiarity with related policy frameworks and in-house tools is a plus)Detailed understanding of securities services and fund administrationSolid understanding of outsourcing regulatory requirementSeniority levelSeniority levelExecutiveEmployment typeEmployment typeFull-timeJob functionJob functionLegalIndustriesStaffing and RecruitingReferrals increase your chances of interviewing at Cpl by 2xGet notified about new Vice President Compliance jobs in Dublin, County Dublin, Ireland.Compliance Business Control Officer - VP - DublinDublin, County Dublin, Ireland 2 weeks agoCompliance Independent Assessment (CIA) - VPDublin, County Dublin, Ireland 6 days agoInvestment Management Financial Crimes Risk - Issue & Change Management and Internal Controls - Vice PresidentDublin, County Dublin, Ireland 3 months agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 week agoInvestment Management Financial Crimes Risk - Intermediaries and Distribution Financial Crimes Risk Officer – Vice PresidentDublin, County Dublin, Ireland 3 months agoInvestment Management - Technology Risk - Vice PresidentDublin, County Dublin, Ireland 5 days agoInvestment Management - Process, Risk and Controls - Vice PresidentDublin, County Dublin, Ireland 3 months agoFinancial Crime Compliance Officer - Vice PresidentDublin, County Dublin, Ireland 2 days agoDublin, County Dublin, Ireland 3 weeks agoMaynooth, County Kildare, Ireland 1 month agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 3 weeks agoDublin, County Dublin, Ireland 3 weeks agoMaynooth, County Kildare, Ireland 1 month agoServices Compliance Independent Assessment Senior Officer – Senior Vice PresidentDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 month agoDublin, County Dublin, Ireland 15 hours agoDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 6 days agoGlobal Financial Crimes Compliance (GFCC) - Vice PresidentDublin, County Dublin, Ireland 2 days agoCompliance & Money Laundering Reporting OfficerLucan and Pettycanon, South Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 2 days agoDublin, County Dublin, Ireland 2 weeks agoDublin, County Dublin, Ireland 1 week agoGrade VI Data Protection Breach Compliance Officer TR2024683Dublin, County Dublin, Ireland 5 days agoDublin, County Dublin, Ireland 2 weeks agoOrmeau Credit Union - Risk and Compliance OfficerDublin, County Dublin, Ireland 1 week agoDonor Compliance, Audit & Investigations OfficerDublin, County Dublin, Ireland €49,905.00-€58,711.00 6 hours agoSenior Auditor - Transformation – Risk and Controls – Assistant Vice PresidentDublin, County Dublin, Ireland 1 week agoDublin, County Dublin, Ireland 5 days agoDublin, County Dublin, Ireland 3 weeks agoWe’re unlocking community knowledge in a new way. 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