Regulatory Oversight Manager
This role supports management in first line of defence regulatory oversight management by performing diverse activities in monitoring compliance with laws, regulations and related policies.
* Supports management in the day-to-day efforts related to regulatory oversight management by performing a diverse set of activities in monitoring compliance with laws, regulations and related policies.
* Acts as point of contact for outsourcing related queries and provides guidance and training in line with outsourcing policy, procedures and regulations to internal clients and stakeholders; and between parties to outsourcing arrangements, as required, and maintains team spirit and collaborative approach.
The key responsibilities include:
* Ensuring all phases of outsourcing lifecycle are performed including maintenance of records and tracking completion of monthly management information.
* Maintaining firms Outsourcing Register, drafting and distribution of documentation for completion of assessments, ongoing monitoring and periodic reviews.
* Tracking complex regulatory and compliance data and providing as needed to support development of management reports.
For success in this role, we're seeking following:
* Third level qualification is preferred or equivalent combination of education and experience.
* Several years of work experience in Financial Services is required.
* Broad knowledge of CBI Outsourcing Regulatory Requirements and guidance is preferred.