As a seasoned professional, you will be responsible for ensuring regulatory compliance across our European branches. The role requires strong analytical skills, industry awareness, and a proactive approach to compliance and regulatory requirements.
Key Responsibilities:
* Provide guidance on regulatory and compliance matters.
* Act as a primary contact for compliance-related queries and issues.
* Monitor and escalate compliance breaches, ensuring proper documentation and resolution.
* Conduct horizon scanning and analyse the impact of regulatory changes.
* Support the development and implementation of the compliance framework.
* Draft and review compliance policies and procedures.
* Deliver compliance training and education to relevant personnel.
* Maintain compliance logs and mandatory records.
This is a regulated role that requires dedication and expertise in financial services.
Required Skills and Qualifications:
* Proven experience in financial services.
* Strong analytical skills and industry awareness.
* Good knowledge of the Investment Management industry and associated compliance requirements.
* Understanding of UCITS, AIFM, ESG/SFDR, and MiFID requirements.
* Excellent communication and interpersonal skills.
We Offer:
* A competitive base salary.
* A good benefits package.
* The opportunity to participate in our annual performance-related bonus plan.
* Generous pension contribution.
* Life assurance.
* Private medical insurance (permanent employees only).
* At least 25 days holiday, plus public holidays.
* Competitive family leave.
About Us:
Our company values diversity, inclusion, and collaboration. We empower individuals to develop their careers and excel in a welcoming culture.