Compliance Analyst – Asset Management
Dublin
Overview
An international
Asset Management firm
is seeking a Compliance professional to support its
global Compliance Programme
on a day-to-day basis. This role offers broad exposure across regulatory compliance, financial crime, and governance within a dynamic, fast-paced, global environment.
Key Responsibilities
* Review global marketing materials in line with applicable regulatory requirements
* Prepare and support regulatory filings
* Conduct market abuse monitoring and surveillance
* Perform compliance monitoring and testing activities
* Maintain and update the Compliance Manual, policies, and procedures
* Deliver compliance training across the business
* Provide Code of Ethics support, including personal account dealing and gifts & entertainment administration (via compliance systems)
* Prepare management information and compliance reporting
* Support compliance onboarding for new employees
* Respond to compliance-related queries from across the business
* Participate in global regulatory change initiatives and implementation projects
* Support financial crime compliance frameworks, including AML and sanctions controls
* Provide compliance support relating to the firm's
Ireland-regulated entity
, including requirements overseen by the Central Bank of Ireland
* Leverage compliance technology and newly implemented tools to enhance efficiency within the Compliance function
Experience & Qualifications
* 3–5 years' experience in
Asset Management Compliance
* Strong understanding of investment funds; exposure to credit markets is beneficial
* Solid knowledge of EU regulatory frameworks, including
AIFMD, UCITS, and MiFID
* University degree required; professional qualification preferred
* Comfortable using compliance technology platforms and data tools, with an interest in automation and AI-enabled solutions
* Highly organised, analytical, and detail-oriented
* Self-motivated team player able to thrive in a fast-paced, global environment
* Excellent written, verbal, and presentation skills
* Advanced proficiency in
Microsoft Word, Excel, Visio, and PowerPoint