Compliance Governance & Operations Manager – Capital Markets
Compliance Governance & Operations Manager – Capital Markets
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Senior Consultant | Risk and Compliance | Morgan McKinley
Compliance Governance & Operations Manager – Capital Markets
Seniority Level: Mid to Senior
Are you a seasoned compliance professional with a sharp eye for risk and a deep understanding of capital markets? We are looking for a Compliance Governance & Operations Manager to join a high-performing team that operates across global markets and ensures the integrity of regulatory adherence and operational excellence.
About the Role
In this pivotal role, you will be responsible for leading the life-cycle of compliance monitoring and testing activities, managing regulatory relationships, and contributing to local and global compliance initiatives. You will serve as a trusted advisor within the business, helping drive a proactive and adaptive compliance culture.
What You’ll Do
* Own the end-to-end process of compliance monitoring and testing – from planning and scoping to execution and reporting.
* Design and implement an annual compliance testing plan aligned with risk assessments and regulatory expectations.
* Collaborate with stakeholders to build and maintain strong regulatory and internal relationships.
* Deliver clear and concise findings, reports, and action plans, contributing to enhanced risk mitigation.
* Support ad-hoc compliance initiatives, regulatory responses, and global projects.
What You Bring
* Minimum of 7 years' experience in compliance or audit within the financial services or capital markets sector.
* Proven experience in testing and assessing the design and effectiveness of business controls.
* Solid understanding of wholesale capital markets and related regulatory frameworks.
* Strong problem-solving capabilities with the ability to work independently and prioritize in a dynamic environment.
* Excellent written and verbal communication skills.
* A commitment to ethical conduct and regulatory compliance, including standards set by the Central Bank of Ireland.
What’s in it for You
* Work in a global, fast-paced environment with direct exposure to international regulatory frameworks and capital markets.
* Join a collaborative team culture where compliance is seen as a partner, not a barrier.
* Drive meaningful change and contribute to enterprise-wide compliance strategies.
* Grow your career within a highly reputable and evolving financial institution.
Ready to take the next step in your compliance career? Apply today and help shape the future of regulatory excellence.
Note: This position is designated as a Controlled Function under the CBI’s Fitness and Probity Regime. All applicants must meet the relevant standards and demonstrate high levels of conduct, integrity, and professionalism.
Seniority level
* Seniority level
Mid-Senior level
Employment type
* Employment type
Full-time
Job function
* Job function
Finance
* Industries
Investment Banking
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