Compliance Specialist Job Description
We are seeking a Compliance Specialist to join our internal compliance team. As a key member of the team, you will be responsible for ensuring that all regulatory submissions are completed accurately and on time.
Key Responsibilities:
* Preparation of regulatory submissions to CAI, ICAEW, Central Bank, and other regulators.
* Maintenance of a tracker for regulatory submissions.
* Collaboration with operational teams and external regulators to resolve issues promptly.
Other responsibilities include monitoring complaints and liaising with PII brokers as well as responding to internal compliance queries.