Compliance Officer
Client
Our client is a lean, entrepreneurial single family office experiencing rapid growth in its asset management activities.
Operating in a dynamic buy-side environment, the firm values initiative, adaptability, and precision.
The Compliance Officer will play a critical role in strengthening the firm's governance, regulatory adherence, and operational integrity as the platform evolves.
Opportunity
This position offers an excellent opportunity for an early-career professional from banking, financial services, or compliance to deepen their expertise within a hands-on, multi-disciplinary family office setting.
The Compliance Officer will support the development, implementation, and monitoring of the firm's compliance framework in alignment with MAS regulations and industry best practices.
The successful candidate will be proactive, detail-oriented, and comfortable working in a fast-moving, entrepreneurial environment where ownership and accountability are highly valued.
Location
Singapore
Reports to
Senior Management
Position
Key Responsibilities
Support the development, implementation, and ongoing monitoring of the firm's compliance framework in accordance with MAS regulatory requirements and industry standards.
Conduct routine compliance checks, including AML/CFT reviews, KYC due diligence, transaction monitoring, and sanctions screening.
Assist with the preparation, submission, and upkeep of regulatory filings, records, and documentation.
Review marketing materials, investor communications, and internal documents to ensure compliance with MAS guidelines.
Maintain, update, and strengthen compliance policies, procedures, risk controls, and internal governance frameworks.
Monitor regulatory developments and support management in interpreting and assessing business impact.
Coordinate and assist with internal and external audits, inspections, regulatory reviews, and compliance training.
Maintain accurate compliance registers, logs, and reports.
Perform additional compliance and operational support tasks as required.
The Ideal Candidate
Qualifications:
Bachelor's degree in Finance, Accounting, Business, Economics, Law, or other relevant disciplines.
Minimum of 2 years of experience in banking, financial services, or compliance-related roles.
Strong working knowledge of MAS regulatory requirements, AML/CFT guidelines, and general compliance processes.
Excellent analytical skills with meticulous attention to detail.
Strong written and verbal communication abilities.
High levels of integrity, discretion, and professionalism.
Ability to work independently in a lean, fast-paced environment and manage multiple responsibilities effectively.
Proficiency in Microsoft Office; familiarity with compliance systems or tools is an advantage.
Singaporeans only.
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