Job Opportunity: AML Compliance Specialist
As a key member of our team, you will play a pivotal role in ensuring the integrity and compliance of investor and agent records on the transfer agency register. Your primary responsibilities will include identifying, verifying, and maintaining compliance with all anti-money laundering (AML) policies and procedures.
Responsibilities:
- Ensure that all investor and agent records on the transfer agency register are identified and verified to be compliant with all AML policies and procedures.
- Collaborate closely with internal compliance teams to review complex account opening requests and provide appropriate solutions.
- Attend client meetings and due diligence calls to maintain open communication and ensure timely updates on the investor onboarding process.
- Serve as the primary contact for clients during the AML KYC onboarding process, providing regular updates and managing client expectations through effective communication.
Requirements:
- Minimum 2 years' experience in a similar position
- Excellent knowledge of the Luxembourg fund industry, particularly in transfer agent activities
- Strong understanding of local AML laws, rules, and regulations, including circulars and laws issued by the CSSF and other regulatory bodies
- Extensive experience in compliance, AML, and data privacy or related fields such as legal, risk management, or audit
About Us:
Our organization is a global leader in financial services, providing strategic advice and products to prominent corporations, governments, and institutional investors. We value diversity and inclusion, recognizing that our people are our strength and driving our success.