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Compliance analyst

Dublin
Maples Group
Compliance analyst
€60,000 - €80,000 a year
Posted: 28 July
Offer description

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The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations.

Our side-by-side financial and legal teams consistently deliver award-winning services to a global client base, offering unrivalled learning and career opportunities to our 2,500 colleagues worldwide.

What is it like to work here?

We are driven to excel, and collaboration is key to our continued success. We can go further for our clients because we go further for each other too. Our inclusive culture creates an environment where people can be themselves at work while doing their best work. No matter where you work in the Maples Group, you will be part of a global team.

The Opportunity:

We are looking for a Compliance Analyst to join our MFM team as part of our financial services business in Dublin.

MFM is the Maples Group's Alternative Investment Fund Manager and UCITS Management Company providing services to clients wishing to establish fund structures in the EU. Within excess $12bn in funds under management held across 100 Funds approximately, MFM is one of the leading providers of 3rd party hosted management company services.

Key Duties:

Reporting to the Head of Compliance for MFM, the Compliance Analyst will have a varied and dynamic role, including but not limited to the following:

* Ensuring that MFM is at all times duly authorised to carry out its business in accordance with the provisions of the rules of the relevant regulator
* Conducting AML Due Diligence and risk assessments
* Managing correspondence with the Central Bank of Ireland (CBI)
* Escalating issues on a timely basis
* Ensuring regulatory returns are submitted to the CBI on a timely basis
* Preparing board reports for quarterly client board meetings
* Monitoring, reviewing and challenging report from delegates
* Execute monitoring tasks in line with the Compliance Monitoring Plan
* Assist in reviewing and updating of compliance policies and procedures
* Keeping abreast of regulatory and financial market developments
* Carrying out research and analysis into topics of a regulatory nature
* Responding to ad-hoc queries as necessary.

Requirements:

In addition, the ideal candidate possesses the following:

* Up to 1 year of experience within similar compliance or legal role
* Experience in financial services would be beneficial
* Ability to work under their own initiative
* Excellent attention to detail
* Qualification in Business, Risk or Compliance would be beneficial
* An analytical and enquiring personality
* Ability to act with honesty, integrity, and authenticity at all times

Fitness and Probity:

This role is ‘Controlled Function’ as defined by the Central Bank Reform Act 2010 Regulations.

The holder of the position must comply with Fitness and Probity Standards (Code issued under Section 50 of the Central Bank Reform Act 2010, amended 2023) and conduct standards of behaviour (under Central Bank Individual Accountability Framework (IAF) Act 2023).

Benefits & Rewards:

The most enduring professional relationships are reciprocal relationships. The Maples Group prioritises employee health and wellbeing. Depending on your location, we offer a range of benefits, including:

* Competitive vacation packages
* Flexible Working Hours
* Travel insurance
* Global mental wellness programme
* Social events

You can learn more about the Maples Group on our corporate website. Experience our culture and our people on our Careers Page or on LinkedIn.

Disclaimer: All personal information collected during the application process will be used for recruitment-related purposes only. Please refer to our Job Applicant Privacy Notice at maples.com/privacy for details on how we handle personal information relating to job applicants.


Seniority level

* Seniority level

Entry level


Employment type

* Employment type

Full-time


Job function

* Job function

Administrative, Legal, and Finance

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