Base pay rangeDirect message the job poster from 360 SearchChief Commercial Officer (CCO) at 360 SearchAbout the RoleOur client is seeking an experienced Head of Compliance (PCF12/14) to lead the compliance function within their Asset Management and Wealth division. The position requires a strong understanding of MiFID regulations and proven experience in building and maintaining compliance frameworks that support a high-performing, client-focused business. A background in wealth management or advising ultra-high-net-worth clients is essential.Key ResponsibilitiesLead the compliance function and act as the primary regulatory contact with the Central Bank of Ireland (CBI) and other relevant authoritiesEnsure full adherence to MiFID, AML, GDPR, and other applicable regulatory requirementsDevelop, implement, and maintain compliance policies, procedures, and controls across the businessProvide expert regulatory advice to senior management and the board on compliance mattersOversee compliance monitoring programs, conduct risk assessments, and manage remediation plans where requiredDeliver compliance training to staff at all levels, fostering a culture of integrity and risk awarenessPrepare and submit regulatory returns and reports in line with CBI requirementsKeep the business informed of regulatory changes and lead the implementation of any necessary adjustmentsSupport new product launches and business initiatives by assessing regulatory impact and advising on structuring and approvalsKey RequirementsPCF12/14 approved role experience or eligibilityMinimum of 7 years' compliance experience in Asset Management, Wealth Management, or Investment ServicesDirect experience working with high-net-worth or ultra-high-net-worth clientsProven knowledge and application of MiFID regulations within the Irish or EU marketStrong understanding of the Central Bank of Ireland's regulatory framework and processesProven leadership skills with experience managing a compliance function or teamAbility to engage effectively with regulators, senior stakeholders, and external partnersHigh level of integrity, sound judgment, and attention to detailRelevant professional qualification (e.g., LCOI, ACOI, Compliance Diploma, or equivalent)Experience with cross-border investment services or distributionKnowledge of ESG-related regulations impacting asset managersSeniority levelMid-Senior levelEmployment typeFull-timeJob functionAdministrative, General Business, and Strategy/PlanningIndustriesFinancial Services, Investment Management, and Strategic Management Services
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