Compliance Expert
A Compliance expert is required to lead and guide the AML compliance services team. This involves leadership, guidance, training and management of colleagues and partners to support AML compliance.
The role requires provision of leadership and guidance on Investor AML processes aligned with AML Legislation/Regulation & Guidance/Best Practice. There is a need to hold a strong relationship with cross border teams across Investor AML departments for delivering a robust AML Compliance service while managing associated risks. Key duties include timely completion of workload allocated which may involve investor onboarding; transaction monitoring and screening alerts; periodic investor documentation reviews;
Holds responsibility for leading direct reporting partners in reviewing CDD documentation ensuring adherence to SLA timelines where necessary. The role also includes working directly or indirectly with other teams under Northern Trust's global operations by understanding complex issues through investigation which presents solutions agreed upon line management as well making key decisions based off results derived from risk assessments carried out during day-to-day job activities.