Waystone leads the way in specialist services for the asset management industry.
Partnering with institutional investors, investment funds and asset managers, Waystone builds, supports and protects investment structures and strategies worldwide. With over 20 years’ experience and a comprehensive range of specialist services to its name, Waystone is now serving assets under management in excess of $2Tn. Waystone provides its clients with the guidance and tools to allow them to focus on managing their investment goals with confidence.
Reporting to the Manager – MLRO Services, the Junior Associate – MLRO Services will be an integral part of the team’s success.
This is a great opportunity to join a growing team to increase AML & fund knowledge by supporting MLROs who are appointed directly to funds (predominantly alternative funds), working closely with the service providers to the fund to ensure the fund is meeting its AML obligations and attend board meetings to present the MLRO report and respond to queries.
Role And Responsibilities
* Support the MLRO team in every day & ad hoc tasks
* Assist the Officer Services Manager/Team to ensure all required compliance monitoring is completed in a timely and accurate manner.
* Assist with the compilation and delivery of quarterly and annual reports to client fund board
* Assist with performing due diligence on service providers
* Maintain client registers and records to ensure they are accurate
* Perform administrative tasks related to the ongoing delivery of AML services to Waystone’s clients.
* Assist in the preparation and submission of any regulatory filings and/or reports on behalf Waystone’s clients to external competent authorities.
* Effective communication skills at all levels
* Ability to work independently and efficiently
Experience
* Relevant work experience, preferably with AML and in the funds sector or financial services, however not obligatory
Education
* University degree preferably specialising in law, business or regulation
* Professional qualification (such as ACOI, AML qualification) desirable but not require
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