Posted: 10h ago
The role
Compliance Advisory Associate:
Our client, a Globally Significant Asset Manager, are looking for a talented compliance advisory professional to join their team in Dublin, as an Associate. The role will be helping to provide compliance advisory services covering portfolio management, trading, sales and marketing activity within the Group, working with senior stakeholders across the EMEA jurisdiction.
Key Responsibilities:
Provide Compliance support and representation on Group strategic initiatives.
Provide daily compliance surveillance of Group portfolios for regulatory requirements and applicable policies and procedures as well as drafting policies and procedures.
Compliance advisory regarding global asset management marketing and distribution questions: UCITS/Non-UCITS/cross border distribution.
Key Requirements:
3 years regulatory risk or compliance experience (asset management experience preferred).
General compliance knowledge and familiarity with CBI and FCA regulations, MiFID, UCITS, AIFMD and SFDR.
Knowledge of investment instruments including derivatives.
This is a permanent role based in Dublin and will require being fully on-site.
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