Compliance Role Overview
The Compliance Function plays a crucial role in ensuring adherence to local and international laws and regulations. It works closely with individual business units, collaborating to prevent regulatory or reputational risks that may arise from new activities or products.
Our Compliance Function is proactive in identifying potential risks, working alongside Group Compliance to define group-wide compliance minimum requirements. This team supports the uniform application of these requirements within our group entities, providing centralized services that aid in preventing money laundering, terrorist financing, sanctions breaches, criminal offenses related data protection concerns as well as conflict-of-interests/market-abuse prevention.
Responsibilities:
1. Monitoring the development of regulatory obligations & reqmt.s regarding AML/CFT matters
2. Maintain/improve CFCL's compmlncy framework - ensure compmlncy fwkrm agrees w/industry std.& regtl rqments
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