Senior Compliance Manager – Asset Management /Capital Markets
A highly regarded investment firm has an opening for a senior compliance professional to join their regulatory and compliance function.
Role responsibilities:
* Responsible for managing a key business unit in relation to all aspects of Regulation and Compliance
* Manage the regulatory relationship with relevant regulators
* Consideration and escalation of the regulatory, reputational and ethical risk associated with proposed strategies and business lines
* Issuing policies to the business and providing training as required and in line with the local annual compliance training plan
* Provide input into European and Irish regulatory consultations
* Input to the periodic risk assessment, testing and surveillance processes
Requirements
o Degree or Masters in Business or Economics or similar and a relevant professional qualification (e.g. LCOI) desirable
o Extensive experience of managing compliance and influencing decisions at the most senior levels within an investment firm / wealth management environment.
o Have an in -depth understanding of the functioning of debt and equity capital markets
o Awareness of corporate finance activities, capital raising events and transactions subject to Takeover Panel rules
o Detailed knowledge of MiFID II, MAR & EMIR.
o Proven ability to work as part of a collaborative team and willingness to embrace a variety of issues.
Benefits
Excellent package on offer for this mandate. For further information regarding this opportunity, please submit your CV or contact Stephen Gilmore via ;\/a> to schedule a confidential phone call to discuss the details.
***Please note that we will only respond to applicants who meet the role requirements and are eligible to work in the EU.**