Overview
The Opportunity
The Portfolio Management Compliance ("PMC") Analyst ("Analyst") is responsible for helping to perform Portfolio Management Compliance team tasks, requirements and protocols within the Fisher Group of companies.
The PMC Analyst works cross-functionally with the members of the Fisher Group Legal, Communications, and Compliance Department ("LCCD") to help Fisher entities satisfy their portfolio management regulatory requirements.
The Analyst is a member of the Portfolio Management Compliance team, who provide oversight and challenge of the Fisher Group fulfilment of trading-related requirements.
The Day-to-Day
Monitors compliance of the Fisher trading function business to completely and efficiently meet regulatory requirements, particularly in relation to regulatory reporting
Ensure all required trade reporting to local regulators of the Fisher Group is being met in a timely and accurate manner, according to MiFIR and EMIR guidelines, elevating to a senior member of the team if issues arise
Monitor regulatory changes which affect the business and perform gap analysis on those regulations
Monitors internal trade process adherence reporting, elevating flags as needed
Works closely with the CGA team (Client Guidelines and Assurance), as appropriate
Responsible for quarterly and annual funds (US, Australian, Irish, Canadian) investment fund manager attestations and coordinating with Finance on regulatory reporting
Coordinates oversight for Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTA) exemptions and adherence
Responsible for procedure review and updates
Maintain a formal process for International Swaps and Derivatives Association (ISDA) compliance, in addition to the Options Clearing Corporation (OCC IDs), Depository Trust & Clearing Corporation (DTCC) and other market facing portals
Contributes towards IMAs and RFPs
Support projects related to regulatory reporting
Works onsite, under direct supervision, in a team-based and open office environment
Your Qualifications
Bachelor's Degree or equivalent combination of education and experience required
2+ years of experience in investment management regulatory compliance preferred
Working knowledge of both US and European regulatory framework, particularly USPR, EMIR, and MiFID II preferred
Proven experience of trade execution within a high-volume trading environment, delivering consistent performance under pressure
Superior attention to detail and excellent organisational skills
Excellent oral and written communication skills
Experience at working both independently and in a team-oriented, collaborative environment
Ability to work independently and conform to shifting priorities, demands and timelines through analytical and problem-solving capabilities
Working knowledge of MS Office
Able to interface with different departments within the company
Why Fisher Investments Ireland
The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing.
You can feel confident knowing that Fisher Investments and Fisher Investments Ireland align with our clients' priorities by using a simple and transparent fee structure and recognised European custodians.
It's the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:
100% paid premiums for our top-tier supplemental healthcare and dental plans for employees and their qualified dependents
28 days annual leave, with the ability to purchase up to 3 additional days per year, plus up to 11 paid holidays
Enhanced maternity pay package with 26 weeks' top up to full base pay for eligible employees
$10,000 fertility, hormonal health and family-forming benefit
A retirement pension plan, featuring a 9% company pension contribution of your base pay and an additional company match of up to 5% of base pay
Monthly gym subsidy of up to €50 per month
Employee Assistance Program and other emotional wellbeing services
A collaborative working environment that practices ongoing training, educational support and employee appreciation events
This is an in-office role.
Based on your role, tenure, and performance eligibility you may have the opportunity to participate in our hybrid work from home program.
This program is subject to change.
*Employees residing outside of the US will be eligible for the $10,000 equivalent in their local currency.
FISHER INVESTMENTS IRELAND IS AN EQUAL OPPORTUNITY EMPLOYER
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