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An opportunity has arisen for a senior role on the Compliance Advisory Team with responsibility for assisting the business units to bring them into compliance with complex regulatory and policy requirements. This team provides advisory support to the Business, manages regulatory change events via Horizon Scanning, oversees regulatory interactions, executes the annual Compliance Risk Assessment and related annual Compliance Plan. The role is aligned to BNYM Fund Services (Ireland) DAC, BNY's Fund Administration firm in Ireland. However, as a member of the Advisory team the role will also help support other entities and Business lines.
Responsibilities
* Assisting with the annual execution of the Compliance Risk Assessment
* Execution of the Annual Compliance Plan
* Advising business management on regulatory obligations and regulatory expectations
* Drafting reports to various governance forums.
* Horizon Scanning for regulatory change events, determining applicability, and overseeing impact assessments by relevant owners.
* Analyzing existing and proposed legislation, regulatory announcements, and industry practices to help the assigned businesses develop and implement procedures to meet existing and upcoming requirements.
* Reviewing draft regulatory deliverables prior to submission.
* Contributes to the development of projects and programs to improve compliance and enhance the control environment.
* Analyzing control processes to ensure they are following all applicable laws, rules and regulations.
* Review group/regional Compliance policies to determine appropriateness for Irish business units.
* Contributes to the preparation of time sensitive reporting and appropriately escalates issues to management.
* Contributes to the achievement of team objectives.
Broader Responsibilities, Qualities and Values:
* Ability to operate in matrix/global organisation, delivering outcomes using influence & leadership, driving accountability
* Ability to manage diverse work, overlapping priorities, and a diverse staff
* Ability to work in rapidly changing environment
* Project management skills, including large, complex projects
* Strong analytical skills and process orientation
Core Competencies and Requirements
* 5 years of Compliance, Risk, Audit or Legal experience preferred with experience of the financial services and the pertaining laws, regulations, and regulatory expectations.
* Good writing skills, with the ability to construct clear, concise, and compelling stories on technical subject matter for a broad employee audience.
* Excellent interpersonal and communication skills, with the ability to interact effectively with senior leaders and across all levels of the organization.
* Ability to manage many diverse and often complex issues and/or tasks, with demonstrated ability to effectively drive accountability and get results.
* Excellent judgement and utmost integrity and objectivity, with demonstrated commitment to upholding high standards.
* Superb attention to detail, highly organized and efficient.
* Self-starter and highly motivated, with entrepreneurial mindset.
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* America's Most Innovative Companies, Fortune, 2025
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Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.